Form 485APOS Global X Funds
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|s filed with the U.S. Securities and Exchange Commission
on May 24, 2021
Securities Act File No. 333-151713
Investment Company Act File No. 811-22209
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM N-1A
Registration Statement Under The Securities Act Of 1933 þ
Pre-Effective Amendment No. ________ q
Post-Effective Amendment No. 643 þ
and/or
Registration Statement Under The Investment Company Act Of 1940 þ
Amendment No. 646 þ
(Check appropriate box or boxes)
Global X Funds
(Exact Name of Registrant as Specified in Charter)
605 3rd Avenue, 43rd Floor
New York, NY 10158
(Address of Principal Executive Office)
Registrant’s Telephone Number, including Area Code: (212) 644-6440
| Send Copies of Communications to: | ||||||||||||||
| Luis Berruga | Eric S. Purple, Esquire | |||||||||||||
| 605 3rd Avenue, 43rd Floor | Stradley Ronon Stevens & Young, LLP | |||||||||||||
| New York, New York 10158 | 2000 K Street, N.W., Suite 700 | |||||||||||||
| (NAME AND ADDRESS OF AGENT FOR SERVICE) | Washington, D.C. 20006 | |||||||||||||
It is proposed that this filing will become effective (check appropriate box)
q immediately upon filing pursuant to paragraph (b)
q on _______ pursuant to paragraph (b)
q 60 days after filing pursuant to paragraph (a)(1)
q on (date) pursuant to paragraph (a)(1)
þ 75 days after filing pursuant to paragraph (a)(2)
q on (date) pursuant to paragraph (a)(2) of rule 485.
If appropriate, check the following box:
q this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
Global X Wind Energy ETF
[ ]: [ ]
Prospectus
[ ], 2021
The information in this Prospectus is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission. The securities described herein may not be sold until the registration statement becomes effective. This Prospectus is not an offer to sell or the solicitation of an offer to buy securities and is not soliciting an offer to buy these securities in any state in which the offer, solicitation or sale would be unlawful.
The Securities and Exchange Commission (“SEC”) has not approved or disapproved these securities or passed upon the adequacy of this Prospectus. Any representation to the contrary is a criminal offense.
Shares in the Fund (defined below) are not guaranteed or insured by the Federal Deposit Insurance Corporation or any other agency of the U.S. Government, nor are shares deposits or obligations of any bank. Such shares in the Fund involve investment risks, including the loss of principal.
| As permitted by regulations adopted by the SEC, paper copies of the Fund’s shareholder reports will no longer be sent by mail, unless you specifically request paper copies of the reports from your financial intermediary (such as a broker-dealer or bank). Instead, shareholder reports will be available on the Fund’s website (www.globalxetfs.com/explore), and you will be notified by mail each time a report is posted and provided with a website link to access the report. If you already elected to receive shareholder reports electronically, you will not be affected by this change and you need not take any action. You may elect to receive shareholder reports and other communications from the Funds electronically anytime by contacting your financial intermediary. You may elect to receive all future Fund shareholder reports in paper free of charge. Please contact your financial intermediary to inform them that you wish to continue receiving paper copies of Fund shareholder reports and for details about whether your election to receive reports in paper will apply to all funds held with your financial intermediary. | ||
TABLE OF CONTENTS
| FUND SUMMARY | |||||
| ADDITIONAL INFORMATION ABOUT THE FUND | |||||
| A FURTHER DISCUSSION OF PRINCIPAL RISKS | |||||
| A FURTHER DISCUSSION OF OTHER RISKS | |||||
| PORTFOLIO HOLDINGS INFORMATION | |||||
| FUND MANAGEMENT | |||||
| DISTRIBUTOR | |||||
| BUYING AND… | |||||
Read More: Form 485APOS Global X Funds